SEC, NSE De-Register 21 Stockbrokers for Fraud, Others
Modupe Gbadeyanka By Modupe Gbadeyanka The operating licences of 21 stockbroking firms have been revoked by the Securities and Exchange…
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SEC Sets up Panel on N80b Unclaimed Dividend
By Modupe Gbadeyanka A committee has been constituted by the Securities and Exchange Commission (SEC) to fix the…
SEC Restructures for Better Service Delivery
By Modupe Gbadeyanka A minor reorganisation has been carried out by the management of Securities and Exchange Commission…
SEC Warns Investors against Bitcon, Others
By Modupe Gbadeyanka Nigerian Investors have been warned to be very careful of advertisements encouraging them to invest…
SEC Summons 6 Directors of Transglobe Investment
By Modupe Gbadeyanka Six directors of Transglobe Investment & Finance Company Limited have been directed by the Securities…
CBN, SEC Unveil Rules for Securities Settlement
By Modupe Gbadeyanka Last Thursday, the Central Bank of Nigeria (CBN) and the Securities and Exchange Commission (SEC)…
SEC: Reports on Proposed Amendments to Laws Affecting Investment Out
By Modupe Gbadeyanka In June 2016, the Securities and Exchange Commission (SEC) in Nigeria constituted three committees to…
SEC Suspends Heritage Capital Markets Ltd
By Modupe Gbadeyanka The suspension of capital market operator in Nigeria, Heritage Capital Markets Ltd, has been announced…
SEC Makes Clarification on Registration of Dealing Members
By Modupe Gbadeyanka Nigeria’s Securities and Exchange Commission (SEC) has made clarifications concerning the registration of dealing members…
SEC Orders Operators To Update of Registration Info
By Modupe Gbadeyanka Capital Market Operators (CMOs) in Nigeria have been directed by the Securities and Exchange Commission…