By Modupe Gbadeyanka The third Capital Market Committee (CMC) of the Securities and Exchange Commission (SEC) has been fixed for Thursday, November 24, 2016. The CMC...
By Modupe Gbadeyanka The Securities and Exchange Commission (SEC) has announced that it would conduct an interview exercise for companies seeking fresh registration into the capital...
By Modupe Gbadeyanka Five capital market operators (CMOs) in the country are presently under investigations, the Securities and Exchange Commission (SEC) has disclosed. SEC, in a...
By Modupe Gbadeyanka Two operators of the capital market have received life ban from the Securities and Exchange Commission (SEC), the market’s regulator, for alleged misconduct....
By Modupe Gbadeyanka After being granted approvals by relevant agencies in Nigeria, the Stanbic IBTC Dollar Fund (SIDF) and SIAML Pension ETF 40 have been officially...
By Modupe Gbadeyanka A whistleblower has been paid the sum of $4 million by the Securities and Exchange Commission (SEC). Acting Chief of the SEC’s Office...
By Dipo Olowookere New Rule Asset Manager Code of Professional Conduct 1.1 General Principles of Conduct Managers have the following responsibilities to their clients. Managers must:...
By Dipo Olowookere The Securities and Exchange Commission (SEC) has warned Nigerians to be careful of activities of MMM Federal Republic of Nigeria (nigeria.mmm.net) so as...
By Dipo Olowookere There are strong indications that shareholders may consider going to court to stop the Securities and Exchange Commission (SEC) from moving unclaimed dividends...
By Dipo Olowookere The Securities and Exchange Commission (SEC) has disclosed that it is seeking an approval to make it mandatory for any unclaimed dividends up...
